FINANCIAL PLANNING SERVICES

Company Profile

As of Date 03/17/2026
Websites
AUM* 367,129,231 42%
of that, discretionary 318,076,760 38%
Number of Employees 10 25%
of those in investment advisory functions 10 25%
Private Fund GAV* 0
Avg Account Size 322,326 35%
High Net Worth 18.18% -13%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Disclosure Reporting

11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
View 1 DRP Record

Recent News

Reported AUM

212M 182M 151M 121M 91M 61M 30M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Related Companies

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