Company Profile

AUM* 3,753,542,800,892 28%
of that, discretionary 3,753,542,800,892 28%
Number of Employees 1,553 9%
of those in investment advisory functions 511 17%
Private Fund GAV* 0
Avg Account Size 164,391,136 3%
High Net Worth 7.43% 100%
SMA’s Yes
Private Funds 2 2

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Disclosure Reporting

11.A(1) Convicted of felony (past 10 yrs)
11.D(2) Other regulator found violation

Reported AUM

3,754B 3,217B 2,681B 2,145B 1,609B 1,072B 536B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

{{ ViewTitle }}

{{ TypeColumnLabel }} Count GAV
{{ TypeColumnLabel }}{{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

Related Companies

Adviser City, State AUM Employees SMA’s Private Funds
ERA {{c.Name}} City, State{{c.City}}, {{c.State}}, {{c.Country}} AUM{{ c.AUM | formatUSD }} Employees{{ c.Employees | formatNumber }} SMA’sYES SMA’sNO Private Funds{{ c.PrivateFundsCount | formatNumber }}

Related Companies Historical AUM