| AUM* | 3,753,542,800,892 28% |
| of that, discretionary | 3,753,542,800,892 28% |
| Number of Employees | 1,553 9% |
| of those in investment advisory functions | 511 17% |
| Private Fund GAV* | 0 |
| Avg Account Size | 164,391,136 3% |
| High Net Worth | 7.43% 100% |
| SMA’s | Yes |
| Private Funds | 2 2 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- A percentage of assets under your management
| 11.A(1) | Convicted of felony (past 10 yrs) |
| 11.D(2) | Other regulator found violation |
| {{ TypeColumnLabel }} | Count | GAV |
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