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Company Profile

AUM* 10,658,161,889 -52%
of that, discretionary 10,658,161,884 -52%
Number of Employees 131 -17%
of those in investment advisory functions 56 -18%
Private Fund GAV* 8,617,612,715 -49%
Avg Account Size 217,513,508 -13%
SMA’s Yes
Private Funds 48 39

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Charitable organizations
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation

Reported AUM

25B 21B 18B 14B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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