| AUM* | 10,658,161,889 -52% |
| of that, discretionary | 10,658,161,884 -52% |
| Number of Employees | 131 -17% |
| of those in investment advisory functions | 56 -18% |
| Private Fund GAV* | 8,617,612,715 -49% |
| Avg Account Size | 217,513,508 -13% |
| SMA’s | Yes |
| Private Funds | 48 39 |
- Pooled investment vehicles
- Charitable organizations
- Other
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| Count | GAV | |
|---|---|---|
| {{ TypeColumnLabel }} {{ item.FundType }} | Count{{ formatCount(item.FundsCount) }} | GAV{{ formatGAV(item.AUM) }} |