The investment adviser Wall Street Financial Group, Inc. CRD# 122675 was a registered invest- ment adviser from October 21, 1993 until November 10, 2014. Wall Street Financial Group, Inc. CRD# 289051 was created in 2017. Carl W. Zeidler, is the principal owner. We provide investment advice, financial planning and the sale and service of life, health, critical illness, disability and long- term care insurance as well as annuities. Wall Street Financial Group, Inc. does not participate in wrap fee programs. The following is list of the investment advisory services we provide. Portfolio Management We provide portfolio management services for individuals and companies by reviewing the client's current financial situation and making specific investment recommendations based on the client's investment objectives, goals and tolerance for risk which are based on the client's response to ques- tions on the client suitability statement. We use discretionary authority in managing client assets. The permitted investment categories that may be recommended for a client’s account include stocks, mutual funds, exchange traded funds, bonds, bank certificates of deposit and fixed income invest- ments, cash and money market funds, and fixed rate, fixed indexed or immediate annuities. A rec- ommended portfolio using some of all of these investment types is tailored based on the client’s needs. These services are offered to clients for a percentage of assets under management and there is no minimum net worth requirement for providing this service. Wall Street Financial Group, Inc. CRD# 289051 had $115,559,285 of discretionary assets under management and no non- discretionary assets under management as of May 28, 2024. Pension Consulting Services We provide pension consulting services for clients who are self-employed or are the owners of a corporation who are looking to establish a pension plan for themselves and their employees. We make specific recommendations based on the client's investment objectives, goals and tolerance for risk which is based on the client's response to questions on the client suitability statement. We use discretionary authority in managing client assets. There is no minimum

net worth requirement for providing this service. These services are offered clients for a percentage of assets under manage- ment and are payable after services are rendered. Portfolio Management for Individuals with Held Away Assets such as in a Company Spon- sored Retirement Plan We use a third party platform to facilitate management of held away assets such as defined contri- bution plan participant accounts, with discretion. The platform allows us to avoid being considered to have custody of Client funds since we do not have direct access to Client log-in credentials to af- fect trades. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the Client allowing them to connect an ac- count(s) to the platform. Once Client account(s) is connected to the platform, Adviser will review the current account allocations. When deemed necessary, Adviser will rebalance the account consid- ering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance. Client account(s) will be reviewed at least quarterly and allocation changes will be made as deemed necessary. There is no minimum net worth requirement for providing this service. Financial Planning We provide financial planning services to clients by utilizing Retirement Analyzer software. We create a financial plan based on input from the client regarding their current financial condition and objectives. We use this information to analyze the following areas: retirement planning, estate plan- ning, insurance planning, income and expenses, and net worth for the client. Approximately two to four hours is spent on the financial plan. We charge the client a fee of $500 for this service. We also receive compensation by earning commissions through the sale of any insurance product sold and/or advisory fees earned through portfolio management of client’s investment assets as a result of imple- menting the recommendations contained in the financial plan.