9AT: PINGORA PARTNERS LLC

PINGORA PARTNERS LLC

PINGORA PARTNERS LLC

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Adviser Profile

As of Date	06/22/2024
Registration status	Registration Changed to PINGORA PARTNERS LLC
ADV Location	DALLAS, TX, United States
Contact Info	307 xxxxxxx

AUM^*	135,714,604
of that, discretionary	135,714,604
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,884,925
% High Net Worth	75.00%
SMA’s	No
Private Funds	0

Adviser Type

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1 1 1 1

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Pingora Partners, LLC (“Pingora’ or “the Firm”) is an investment adviser based in Dallas, Texas that is solely owned by Keith Ohnmeis who founded in the firm in 2008. Tailored Advisory Services We provide tailored and customized advisory services for each client. We conduct continuous and regular account supervision for all clients. We manage each client’s portfolio to their specific needs and goals. As part of our asset management service, we generally create a portfolio, consisting of cash, cash equivalents, individual stocks and bonds including investment and non-investment grade bonds, exchange traded funds (“ETFs”), options, MLP’s, mutual funds and other public and private securities or investments. The client’s individual investment strategy is tailored to their specific needs and may include some or all of the previously mentioned securities. Each portfolio is initially designed to meet a particular investment goal, which we determine to be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, we review the portfolio at least quarterly and if necessary, rebalance the portfolio based upon the client’s individual financial circumstances, needs, stated goals and objectives. Each client account will have a unique set of securities’ holdings; however, the same security(ies) may be held

by many of our clients. We offer individualized investment advice to all clients. Clients have the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. In performing its services, Pingora is not required to verify any information received from the client or from the client’s other professionals. Consulting Our firm provides a variety of consulting services to Open Prairie Management, LLC (“OPM”), an Illinois limited liability company which manages a private equity fund, Open Prairie Rural Opportunities Fund (the “Fund”). This service will typically involve rendering consultations to OPM in connection to the Fund. Our consulting on the Fund may encompass deal flow management and review, development of other fund concepts and investment vehicles, and general strategic guidance. In addition, Mr. Ohnmeis serves on the investment advisory committee for OPM. Wrap Programs Pingora does not participate in wrap fee programs. Assets under Management As of December 31, 2023, we manage approximately $136 million in assets on a discretionary basis. Pingora Partners, LLC 6