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Adviser Profile

As of Date 04/01/2025
Adviser Type - Large advisory firm
Number of Employees 17
of those in investment advisory functions 7 40.00%
Registration SEC, Approved, 09/28/2011
AUM* 241,700,000 19.97%
of that, discretionary 241,700,000 19.97%
Private Fund GAV* 0
Avg Account Size 127,278 36.84%
% High Net Worth 13.56% 7.30%
SMA’s Yes
Private Funds 0
Contact Info (51 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

274M 234M 195M 156M 117M 78M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921937827 Stock NameVANGUARD BD INDEX FDS $ Position$27,664,048 % Position17.00% $ Change418.00% # Change411.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$13,761,666 % Position9.00% $ Change161.00% # Change155.00%
Stck Ticker922020805 Stock NameVANGUARD MALVERN FDS $ Position$13,295,101 % Position8.00% $ Change184.00% # Change176.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$9,374,150 % Position6.00% $ Change-6.00% # Change-6.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$10,162,812 % Position6.00% $ Change-16.00% # Change-8.00%
Stck Ticker92204A884 Stock NameVANGUARD WORLD FD $ Position$7,815,819 % Position5.00% $ Change-3.00% # Change2.00%
Stck Ticker92204A207 Stock NameVANGUARD WORLD FD $ Position$7,777,206 % Position5.00% $ Change9.00% # Change5.00%
Stck Ticker92204A405 Stock NameVANGUARD WORLD FD $ Position$8,169,489 % Position5.00% $ Change3.00% # Change2.00%
Stck Ticker92204A603 Stock NameVANGUARD WORLD FD $ Position$7,620,850 % Position5.00% $ Change2.00% # Change4.00%
Stck Ticker92204A876 Stock NameVANGUARD WORLD FD $ Position$8,151,924 % Position5.00% $ Change8.00% # Change4.00%

Brochure Summary