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Adviser Profile

As of Date 03/16/2025
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 4 33.33%
Registration SEC, Approved, 04/20/2009
AUM* 1,149,235,596 42.58%
of that, discretionary 1,084,691,700 46.02%
Private Fund GAV* 0
Avg Account Size 551,192 24.19%
% High Net Worth 41.92% -6.24%
SMA’s Yes
Private Funds 0
Contact Info 610 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

803M 688M 573M 459M 344M 229M 115M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$54,735,780 % Position8.00% $ Change-13.00% # Change-2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$46,829,844 % Position7.00% $ Change-30.00% # Change-3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$52,709,349 % Position7.00% $ Change-22.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$42,660,413 % Position6.00% $ Change-12.00% # Change-1.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$33,602,084 % Position5.00% $ Change-10.00% # Change1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$27,211,699 % Position4.00% $ Change1.00% # Change-1.00%
Stck Ticker872590104 Stock NameT-MOBILE US INC $ Position$25,135,506 % Position4.00% $ Change20.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$20,541,326 % Position3.00% $ Change-14.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$24,365,463 % Position3.00% $ Change-18.00% # Change0.00%
Stck Ticker437076102 Stock NameHOME DEPOT INC $ Position$18,469,772 % Position3.00% $ Change-7.00% # Change-1.00%

Brochure Summary