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Adviser Profile

As of Date 06/04/2025
Adviser Type - Large advisory firm
Number of Employees 6 20.00%
of those in investment advisory functions 4
Registration SEC, Approved, 10/20/2004
AUM* 435,764,302 40.04%
of that, discretionary 402,831,311 45.55%
Private Fund GAV* 0
Avg Account Size 670,407 24.96%
% High Net Worth 48.60% 20.79%
SMA’s Yes
Private Funds 0
Contact Info 901 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

309M 265M 221M 177M 133M 88M 44M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker96145W103 Stock NameWESTROCK COFFEE CO COM $ Position$34,122,455 % Position12.00% $ Change12.00% # Change0.00%
Stck Ticker084670108 Stock NameBERKSHIRE HATHAWAY INC DEL CL A $ Position$22,356,365 % Position8.00% $ Change17.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$21,053,050 % Position7.00% $ Change-9.00% # Change-1.00%
Stck Ticker31428X106 Stock NameFEDEX CORP COM $ Position$16,892,236 % Position6.00% $ Change-13.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$14,668,482 % Position5.00% $ Change-12.00% # Change-1.00%
Stck Ticker464287226 Stock NameISHARES CORE U.S. AGGREGATE BOND ETF $ Position$15,470,367 % Position5.00% $ Change3.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES CORE S&P 500 ETF $ Position$15,442,017 % Position5.00% $ Change-11.00% # Change-7.00%
Stck Ticker81369Y209 Stock NameHEALTH CARE SELECT SECTOR SPDR FUND $ Position$11,284,509 % Position4.00% $ Change3.00% # Change-3.00%
Stck Ticker33734X846 Stock NameFIRST TRUST NASDAQ CYBERSECURITY ETF $ Position$8,986,969 % Position3.00% $ Change-2.00% # Change-1.00%
Stck Ticker053332102 Stock NameAUTOZONE INC COM $ Position$9,995,851 % Position3.00% $ Change18.00% # Change-1.00%

Brochure Summary