Adviser Profile
| As of Date | 03/16/2021 |
| Registration status | Registration Changed to FOX, ROGER BENNETT |
| ADV Location | ENCINO, CA, United States |
| AUM* | 74,177,244 |
| of that, discretionary | 74,177,244 |
| Number of Employees | 2 |
| of those in investment advisory functions | 1 |
| Private Fund GAV* | 0 |
| Avg Account Size | 234,738 |
| % High Net Worth | 13.95% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Reported AUM
123M
105M
88M
70M
53M
35M
18M
2015
2016
2017
2018
2019
2020
2021
Private Funds
No private funds