Adviser Profile
| As of Date | 07/10/2019 |
| Registration status | Registration Changed to ELIOT ROSE WEALTH MANAGEMENT, LLC |
| ADV Location | CRANSTON, RI, United States |
| AUM* | 75,755,064 |
| of that, discretionary | 75,755,064 |
| Number of Employees | 4 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 274,475 |
| % High Net Worth | 15.44% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
90M
77M
64M
51M
39M
26M
13M
2015
2016
2017
2018
2019
Private Funds
No private funds