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Adviser Profile

As of Date 03/14/2025
Adviser Type - Large advisory firm
Number of Employees 7 16.67%
of those in investment advisory functions 4
Registration SEC, Approved, 11/21/1997
AUM* 465,784,043 14.95%
of that, discretionary 465,784,043 14.95%
Private Fund GAV* 0
Avg Account Size 395,402 4.41%
% High Net Worth 36.36% 3.99%
SMA’s Yes
Private Funds 0
Contact Info 734 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

400M 343M 286M 229M 171M 114M 57M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker084670702 Stock NameBerkshire Hathaway Inc $ Position$34,884 % Position9.00% $ Change-11.00% # Change-2.00%
Stck Ticker02079K305 Stock NameAlphabet Inc $ Position$16,151 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker381430107 Stock NameGoldman Sachs ActiveBeta Inter $ Position$14,894 % Position4.00% $ Change9.00% # Change-2.00%
Stck Ticker808524771 Stock NameSchwab Fundamental U.S. Large $ Position$14,420 % Position4.00% $ Change3.00% # Change-1.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$13,589 % Position3.00% $ Change27.00% # Change-4.00%
Stck Ticker85208M102 Stock NameSprouts Farmers Market Inc $ Position$12,743 % Position3.00% $ Change0.00% # Change-7.00%
Stck Ticker46429B697 Stock NameiShares Edge MSCI Min Vol USA $ Position$12,409 % Position3.00% $ Change-3.00% # Change-3.00%
Stck Ticker92189F486 Stock NameVanEck Vectors Investment Grade Floating Rate ETF $ Position$12,305 % Position3.00% $ Change30.00% # Change31.00%
Stck Ticker30303M102 Stock NameMeta Platforms Inc Class A $ Position$11,936 % Position3.00% $ Change26.00% # Change-2.00%
Stck Ticker464287457 Stock NameiShares 1-3 Year Treasury Bond ETF $ Position$10,855 % Position3.00% $ Change5.00% # Change4.00%

Brochure Summary