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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 5 -16.67%
Registration SEC, Approved, 02/06/1989
AUM* 712,971,742 -0.38%
of that, discretionary 710,703,764 -0.13%
Private Fund GAV* 0
Avg Account Size 3,833,181 5.51%
% High Net Worth 15.59% 70.64%
SMA’s Yes
Private Funds 0
Contact Info 860 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

802M 687M 573M 458M 344M 229M 115M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$29,166,182 % Position6.00% $ Change3.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$19,659,903 % Position4.00% $ Change-11.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$13,008,381 % Position3.00% $ Change1.00% # Change-1.00%
Stck Ticker46641Q647 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$14,692,150 % Position3.00% $ Change11.00% # Change12.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$13,498,550 % Position3.00% $ Change-12.00% # Change-1.00%
Stck Ticker22160K105 Stock NameCOSTCO WHSL CORP NEW $ Position$13,430,563 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$12,301,365 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker126408103 Stock NameCSX CORP $ Position$7,300,534 % Position2.00% $ Change-9.00% # Change0.00%
Stck Ticker437076102 Stock NameHOME DEPOT INC $ Position$7,532,754 % Position2.00% $ Change-7.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$8,060,684 % Position2.00% $ Change21.00% # Change49.00%

Brochure Summary