Adviser Profile
| As of Date | 05/14/2019 |
| Registration status | Registration Changed to SMBC ASSET MANAGEMENT, INC. |
| ADV Location | NEW YORK, NY, United States |
| AUM* | 0 |
| of that, discretionary | |
| Number of Employees | 5 |
| of those in investment advisory functions | |
| Private Fund GAV* | 0 |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
Client Types
Advisory Activities
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
298M
256M
213M
170M
128M
85M
43M
2015
2016
2017
2018
2019
Private Funds
No private funds