| As of Date | 08/17/2026 |
| Registration | SEC, Approved, 07/23/2026 |
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| Former registrations | |
| ADV Location | RALEIGH, NC, United States |
| Contact Info | 919 xxxxxxx |
| Websites |
| AUM* | 118,233,904 |
| of that, discretionary | 118,233,904 |
| Number of Employees | 5 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 21,017,426 |
| Avg Account Size | 304,727 |
| % High Net Worth | 36.64% |
| SMA’s | No |
| Private Funds | 1 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name SPICER JEFFRIES LLP | Filing Date10/09/2025 | Form ADV-E View Report |
| Accounting Firm Name SPICER JEFFRIES LLP | Filing Date09/10/2024 | Form ADV-E View Report |
| Accounting Firm Name SPICER JEFFRIES LLP | Filing Date09/19/2023 | Form ADV-E View Report |
| Accounting Firm Name SPICER JEFFRIES LLP | Filing Date09/08/2023 | Form ADV-E View Report |
| Count | GAV | |
|---|---|---|
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