Adviser Profile
| As of Date | 03/12/2026 |
| Registration | SEC, Approved, 01/12/2026 |
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| Former registrations | |
| ADV Location | SANTA BARBARA, CA, United States |
| Contact Info | 805 xxxxxxx |
| Websites |
| AUM* | 103,183,113 |
| of that, discretionary | 100,568,433 |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 661,430 |
| % High Net Worth | 89.09% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
101M
86M
72M
57M
43M
29M
14M
2025
2026
Private Funds
No private funds