Adviser Profile
| As of Date | 07/31/2026 |
| Registration | SEC, Approved, 09/10/2025 |
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| Former registrations | |
| ADV Location | LEXINGTON, KY, United States |
| Contact Info | 859 xxxxxxx |
| Websites |
| AUM* | 123,491,576 14% |
| of that, discretionary | 119,106,027 16% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 289,886 17% |
| % High Net Worth | 23.68% 96% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
119M
102M
85M
68M
51M
34M
17M
2025
2026
Private Funds
No private funds