Adviser Profile
| As of Date | 01/29/2026 |
| Registration | SEC, Approved, 07/24/2025 |
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| Former registrations | |
| ADV Location | CHARLOTTE, NC, United States |
| Contact Info | 704 xxxxxxx |
| AUM* | 311,416,264 57% |
| of that, discretionary | 311,416,264 57% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 453,960 13% |
| % High Net Worth | 51.11% 4% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
311M
267M
222M
178M
133M
89M
44M
2025
2026
Private Funds
No private funds