Adviser Profile
| As of Date | 03/04/2026 |
| Registration | SEC, Approved, 06/27/2025 |
|
|
|
| Former registrations | |
| ADV Location | NORTH HAVEN, CT, United States |
| Contact Info | (86 xxxxxxx |
| Websites |
| AUM* | 165,087,251 22% |
| of that, discretionary | 165,087,251 22% |
| Number of Employees | 3 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 379,511 12% |
| % High Net Worth | 29.63% 18% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
165M
142M
118M
94M
71M
47M
24M
2025
2026
Private Funds
No private funds