Adviser Profile
| As of Date | 06/10/2026 |
| Registration | SEC, Approved, 06/06/2025 |
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| Former registrations | |
| ADV Location | SANTA CRUZ, CA, United States |
| Contact Info | 831 xxxxxxx |
| Websites |
| AUM* | 155,788,020 47% |
| of that, discretionary | 155,788,020 47% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 50% |
| Private Fund GAV* | 0 |
| Avg Account Size | 488,364 14% |
| % High Net Worth | 92.50% -2% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- Fixed fees (other than subscription fees)
Reported AUM
156M
134M
111M
89M
67M
45M
22M
2025
2026
Private Funds
No private funds