Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 07/11/2025
Other registrations (1)
Former registrations

THE CARROLL GROUP, INC.

Contact Info 404 xxxxxxx
AUM* 163,445,072 22%
of that, discretionary 163,445,072 22%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 20,430,634 22%
% High Net Worth 100.00%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

163M 140M 117M 93M 70M 47M 23M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees