Adviser Profile
| As of Date | 05/18/2026 |
| Registration | SEC, Approved, 05/06/2025 |
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| Former registrations | |
| ADV Location | SAN JOSE, CA, United States |
| Contact Info | 408 xxxxxxx |
| Websites |
| AUM* | 116,422,695 2% |
| of that, discretionary | 116,422,695 2% |
| Number of Employees | 5 25% |
| of those in investment advisory functions | 5 25% |
| Private Fund GAV* | 0 |
| Avg Account Size | 206,058 -43% |
| % High Net Worth | 21.31% -41% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
116M
100M
83M
67M
50M
33M
17M
2025
2026
Private Funds
No private funds