Adviser Profile
| As of Date | 03/30/2026 |
| Registration | SEC, Approved, 06/17/2025 |
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| Former registrations | |
| ADV Location | SAUSALITO, CA, United States |
| Contact Info | 415 xxxxxxx |
| Websites |
| AUM* | 332,098,743 58% |
| of that, discretionary | 332,098,743 58% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 99,040,242 71% |
| Avg Account Size | 47,442,678 103% |
| % High Net Worth | 50.00% -10% |
| SMA’s | No |
| Private Funds | 5 |
Adviser Type
- Large advisory firm
Client Types
- High net worth individuals
- Pooled investment vehicles
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Reported AUM
332M
285M
237M
190M
142M
95M
47M
2025
2026
Private Funds
Employees
Private Funds Structure
| Count | GAV | |
|---|---|---|
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Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker064058100 | Stock NameBANK NEW YORK MELLON CORP (PUT) | $ Position$383,346,649 | % Position15.00% | $ Change160.00% | # Change113.00% |
| Stck Ticker064058100 | Stock NameBANK NEW YORK MELLON CORP (CALL) | $ Position$251,722,627 | % Position10.00% | $ Change108.00% | # Change71.00% |
| Stck Ticker78462F103 | Stock NameSPDR S&P 500 ETF TR (PUT) | $ Position$102,904,906 | % Position4.00% | $ Change | # Change |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR (PUT) | $ Position$107,219,840 | % Position4.00% | $ Change | # Change |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO (CALL) | $ Position$81,145,107 | % Position3.00% | $ Change-19.00% | # Change-27.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO (PUT) | $ Position$81,145,107 | % Position3.00% | $ Change-14.00% | # Change-23.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR (CALL) | $ Position$82,403,160 | % Position3.00% | $ Change | # Change |
| Stck Ticker872540109 | Stock NameTJX COS INC NEW (PUT) | $ Position$65,099,550 | % Position3.00% | $ Change | # Change |
| Stck Ticker931142103 | Stock NameWALMART INC (PUT) | $ Position$65,622,844 | % Position3.00% | $ Change | # Change |
| Stck Ticker931142103 | Stock NameWALMART INC (CALL) | $ Position$74,479,776 | % Position3.00% | $ Change | # Change |