Adviser Profile

As of Date 03/04/2026
Registration SEC, Approved, 03/28/2025
Other registrations (3)
Former registrations

SOUND FINANCIAL MANAGEMENT, INC.

ADV Location RALEIGH, NC, United States
Contact Info 919 xxxxxxx
AUM* 134,079,243 21%
of that, discretionary 134,079,243 21%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 304,726 16%
% High Net Worth 14.44% 42%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

134M 115M 96M 77M 57M 38M 19M
2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees