9AT: GLOBAL BROKERAGE SERVICES, INC.

GLOBAL BROKERAGE SERVICES, INC.

GLOBAL BROKERAGE SERVICES, INC.

Show removed companies

As of Date	08/18/2026
Registration	SEC, Approved, 10/10/2024
Other registrations (21)	Maryland, Terminated, 11/18/2024 Pennsylvania, Terminated, 11/05/2024 Virginia, Terminated, 11/02/2024 North Carolina, Terminated, 11/01/2024 District of Columbia, Terminated, 10/31/2024 Florida, Terminated, 10/31/2024 Georgia, Terminated, 10/31/2024 Illinois, Terminated, 10/31/2024 Texas, Terminated, 10/31/2024 Wisconsin, Terminated, 10/31/2024 Georgia, Approved, 09/13/2017 Utah, Terminated, 12/10/2012 North Carolina, Approved, 11/27/2012 Florida, Approved, 04/17/2009 Pennsylvania, Approved, 08/19/2008 Wisconsin, Approved, 05/07/2007 Illinois, Approved, 03/07/2007 District of Columbia, Approved, 02/03/2006 Texas, Conditional Restricted, 10/05/2005 Virginia, Approved, 08/11/2004 Maryland, Approved, 08/08/2000
Former registrations	GLOBAL BROKERAGE SERVICES, INC.
ADV Location	HUNT VALLEY, MD, United States
Contact Info	410 xxxxxxx
Websites

AUM^*	162,800,000 38%
of that, discretionary	0
Number of Employees	6 20%
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	277,342 26%
% High Net Worth	26.49% 24%
SMA’s	No
Private Funds	0

- Large advisory firm

- Individuals (other than high net worth individuals)
- High net worth individuals

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

- A percentage of assets under your management

137M 118M 98M 78M 59M 39M 20M

2024 2025

Discretionary

Non-discretionary

No private funds