Adviser Profile
| As of Date | 02/19/2026 |
| Registration | SEC, Approved, 07/23/2024 |
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| Former registrations | |
| ADV Location | GREENWICH, CT, United States |
| Contact Info | 203 xxxxxxx |
| Websites |
| AUM* | 179,269,632 28% |
| of that, discretionary | 172,596,000 34% |
| Number of Employees | 3 -25% |
| of those in investment advisory functions | 2 -33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 416,906 -18% |
| % High Net Worth | 6.17% -66% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
173M
148M
123M
99M
74M
49M
25M
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ROLLERI & SHEPPARD, CPAS, LLP | Filing Date09/17/2025 | Form ADV-E View Report |
| Accounting Firm Name BERKOW, SCHECHTER & CO LLP | Filing Date09/03/2024 | Form ADV-E View Report |
| Accounting Firm Name BERKOW, SCHECHTER & CO LLP | Filing Date03/06/2024 | Form ADV-E View Report |
| Accounting Firm Name BERKOW, SCHECHTER & CO LLP | Filing Date12/12/2023 | Form ADV-E View Report |