9AT: BALLINA CAPITAL, LLC

BALLINA CAPITAL, LLC

BALLINA CAPITAL, LLC

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Adviser Profile

As of Date	06/08/2026
Registration	SEC, Approved, 05/29/2024
Other registrations (3)	California, Terminated, 07/26/2024 California, Termination Requested, 06/26/2024 California, Approved, 10/19/2017
Former registrations	BALLINA CAPITAL, LLC
Contact Info	424 xxxxxxx
Websites

AUM^*	486,256,666 335%
of that, discretionary	486,256,666 335%
Number of Employees	6 100%
of those in investment advisory functions	2 100%
Private Fund GAV^*	0
Avg Account Size	37,404,359 234%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	1 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- State or municipal government entities
- Other investment advisers
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

486M 417M 347M 278M 208M 139M 69M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Private Funds Structure

	Count	GAV
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Pie Radar

GAV Count

Brochure Summary

Overview

A. Description of the Advisory Firm Ballina Capital, LLC (“Ballina”), a Delaware limited liability company, was formed on July 25, 2017. Kevin Durkin is the Manager of Ballina. The Kevin and Kristina Durkin 2009 Trust is the direct owner of Ballina. B. Types of Advisory Services Ballina provides investment advice and portfolio management services to separate accounts, including individuals, small businesses, and business and institutional clients (the “Clients”). Ballina may decide in the future to provide services to additional types of clients. Pursuant to each Client’s investment advisory agreement with Ballina (each, an “Advisory Agreement”), Ballina’s investment objective is to earn an attractive long-term investment returns

through investment in quoted international equities. C. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to achieve Clients’ investment objectives. Generally, Ballina has the authority to select which and how many securities and other instruments to buy or sell without consultation with the Clients. Clients may not impose restrictions on investing in certain securities or types of securities. D. Wrap Fee Programs Ballina does not participate in wrap fee programs. E. Amounts Under Management Ballina manages the assets of the Clients and has the following assets under management: Discretionary Amounts: Non-Discretionary Amounts: Date Calculated: $111,876,815 $0 April 23, 2024

BALLINA CAPITAL, LLC

BALLINA CAPITAL, LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Brochure Summary

Overview

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