A. Description of Advisory Firm The firm has been in business since April 10, 2007, and the principal owner is Eva Gilkey Booher, CFA. B. Types of Advisory Services Rookwood Wealth Management, LLC ("Rookwood") offers the following services to its clients. Wealth Management Services: Rookwood offered services includes investment management, financial planning, and consulting services to individuals, families and their related entities, trusts and estates, and family businesses. Rookwood may also serve business entities, pension and profit sharing plans and charitable organizations. Rookwood works with its clients to define financial objectives, and to develop and implement investment strategies to reach those objectives. Investment Supervisory Services: Rookwood offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. Rookwood enables families and clients to construct and maintain their securities portfolios. Clients tell Rookwood about their expectations about risk, portfolio return and investment philosophy. Rookwood then creates an Investment Policy Statement for each client, which outlines the client’s current situation and then constructs a plan to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring Rookwood evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Risk tolerance levels are documented in the Investment Policy Statement, which is then provided to each client. Consulting/Implementation Services: To the extent specifically requested by the client, Rookwood may provide consultation services to its clients on investment and non-investment related matters. Typically, Rookwood does not receive any separate or additional fee for any such consultation services unless mutually agreed to prior to providing such services. A client may retain Rookwood to review the client's current investments and investment portfolio with a view of obtaining specific client identified recommendations. Rookwood will charge a fee that takes into consideration Rookwood's estimation of the work involved, the number of investment managers involved, and the type and sophistication of client's assets. Neither Rookwood, nor any of its representatives, serves as an attorney, accountant, or licensed insurance agent, and no portion of Rookwood’s services should be construed as such. Employee Retirement Accounts: Rookwood also acts as the lead advisor, serving as the ERISA 3(21) fiduciary advisor, for employee 401(k) accounts. Specific responsibilities include: (i) advising the committee on development of the investment strategy for the plan, (ii) selecting and monitoring the investment manager to be used in implementing the strategy, (iii) providing one-on-one advice to participants as requested, and (iv) acting with prudence and due diligence to ensure Rookwood's compliance with ERISA and

other applicable laws, rules and regulations. Services Limited to Specific Types of Investments: Rookwood limits its investment advice to mutual funds, equities, bonds, fixed income, debt securities, ETFs, REITs, insurance products including annuities, and government securities. Rookwood may also use other securities as well to help diversify a portfolio when applicable. Custodian: Assets under the direct management of Rookwood are held by independent custodians, including Charles Schwab and Co., Inc. (“Schwab”) and others, in the client’s name. Rookwood does not act as a custodian of client assets. Recommendations: When clients so request, Rookwood may recommend other professionals (e.g. lawyers, accountants, insurance agents, real estate agents, etc.). A client is under no obligation to engage the services of any such recommended professional. All such other professionals are engaged directly by the client on an as- needed basis. Please Note: If a client engages any such professional, and a dispute arises thereafter relative to such engagement, the client agrees to seek recourse exclusively from and against the engaged professional. Rookwood does not accept referral fees or other compensation related to its recommendations. Furthermore, Rookwood takes care to make sure that there are no conflicts of interest in this process. However, should any conflict of interest ever arise, it will be disclosed to the client and managed in the best interest of the client. In this regard, Ms. Booher's husband, Mark S. Booher, is an attorney licensed to practice law in the State of Ohio. Should Ms. Booher recommend Mr. Booher to any Rookwood client, Ms. Booher will disclose their married relationship to such client. Similarly, should Mr. Booher recommend Rookwood to any of Mr. Booher's clients, Mr. Booher will disclose their married relationship to such client. C. Client Tailored Services and Client Imposed Restrictions Rookwood offers the same group of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a portfolio that matches the client’s restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent Rookwood from properly servicing the client account, or if the restrictions would require Rookwood to deviate from its standard suite of services, Rookwood reserves the right to end the relationship. D. Wrap Fee Program Rookwood does not participate in any wrap fee programs. E. Amounts under Management Rookwood provides client services both as an investment advisor and as an investment consultant. The assets involved with Rookwood’s investment consulting are neither considered discretionary nor non-discretionary and are not included in the total below. The assets involved with Rookwood’s investment advisor services are shown below: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $126,278,339 $ 3,978,496 12/31/2023