Adviser Profile
| As of Date | 02/03/2026 |
| Registration | SEC, Approved, 05/14/2024 |
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| Former registrations | |
| ADV Location | CENTENNIAL, CO, United States |
| Contact Info | 303 xxxxxxx |
| Websites |
| AUM* | 147,888,846 17% |
| of that, discretionary | 147,888,846 42% |
| Number of Employees | 6 |
| of those in investment advisory functions | 4 100% |
| Private Fund GAV* | 0 |
| Avg Account Size | 326,465 6% |
| % High Net Worth | 26.71% 40% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
148M
127M
106M
85M
63M
42M
21M
2023
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name BERRY, DUNN, MCNEIL & PARKER, LLC | Filing Date01/14/2026 | Form ADV-E View Report |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker26922A420 | Stock NameETF SER SOLUTIONS | $ Position$9,023,362 | % Position7.00% | $ Change42.00% | # Change-8.00% |
| Stck Ticker46137V811 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$9,033,400 | % Position7.00% | $ Change40.00% | # Change-11.00% |
| Stck Ticker46429B663 | Stock NameISHARES TR | $ Position$6,325,488 | % Position5.00% | $ Change6.00% | # Change424.00% |
| Stck Ticker92189F643 | Stock NameVANECK ETF TRUST | $ Position$6,341,560 | % Position5.00% | $ Change-8.00% | # Change-14.00% |
| Stck Ticker46432F339 | Stock NameISHARES TR | $ Position$5,923,293 | % Position4.00% | $ Change5.00% | # Change-8.00% |
| Stck Ticker780910105 | Stock NameROYCE SMALL CAP TRUST INC | $ Position$5,604,020 | % Position4.00% | $ Change9.00% | # Change-2.00% |
| Stck Ticker46137V845 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$4,938,614 | % Position4.00% | $ Change32.00% | # Change-2.00% |
| Stck Ticker46137V464 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$4,176,136 | % Position3.00% | $ Change18.00% | # Change0.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$3,901,607 | % Position3.00% | $ Change-14.00% | # Change-33.00% |
| Stck Ticker00214Q203 | Stock NameARK ETF TR | $ Position$4,479,217 | % Position3.00% | $ Change | # Change |