Warwick Capital Partners (US) LP (“Warwick US”) is a SEC-registered investment adviser, with its principal office and place of business located at 677 Washington Boulevard, Stamford, CT 06901, and began conducting business in 2022. Warwick Capital CLO Management LLC – Management Series (“Warwick CLO Management”) is registered with the SEC as a “relying adviser” on Warwick US’s Form ADV and therefore Warwick US’s Brochure also serves as the Brochure for the relying adviser as listed in the Advisers’ Form ADV Part 1A. This Brochure refers to Warwick US and Warwick CLO Management together as the “Advisers” or the “Firm”. The Advisers are under common control with Warwick Capital Partners LLP (“Warwick UK” and, together with the Advisers, the “Warwick Group”), a global special situations investment firm with its principal office and place of business located in the United Kingdom. Warwick UK is an Alternative Investment Fund Manager (AIFM) and is authorized and regulated by the UK Financial Conduct Authority. Warwick UK currently operates as an exempt reporting adviser with the SEC. Warwick UK has been in business since 2010. FIRM OWNERSHIP Warwick CLO Management is majority-owned by Warwick US and Ian Jeffrey Burgess and Alfredo Salvatore Mattera are the principal owners of Warwick US. The general partner of Warwick US is Warwick Capital Partners (US) GP LLC. PORTFOLIO MANAGEMENT Private Funds The Advisers provide investment management and advisory services to pooled investment vehicles exempted from registration under the Investment Company Act of 1940, as amended (“1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (“1933 Act”) (the “Private Funds”). As investment managers, the Advisers manage the purchase, holding and divestment of investments for the Private Funds. Such investments may include investments in collateralized loan obligations (“CLOs”) including, without limitation, mezzanine and equity CLO securities, loans, derivatives (including total return swaps on individual assets or a basket of assets, interest rate swaps, credit derivative swaps, forward contracts, the purchase and sale of commodities or commodity futures, put and call options, floors, collars or other similar arrangements), currency hedging transactions, repurchase and reverse repurchase transactions and other assets. Warwick US serves as sub-advisor to certain Private Funds that invest in a diversified portfolio of minerals, royalties and overriding royalties in producing oil and gas basins in the United States with expected long-life resources. Warwick US also serves as sub-advisor to certain Private Funds that pursue European mid-market special situations and distressed credit opportunities. The investment objective, policy and restrictions of each Private Fund are generally set out in the constitutional and offering documents issued by that Private Fund. The Advisers provide tailored investment advisory services to Private Funds in accordance with the investment objective, policy and restrictions of each Private Fund. Investment advice is provided directly to the Private Funds and not to individual investors. Generally, at the time a Private Fund is structured and opened, there is discussion between the relevant Adviser, the Private Fund and those that invest in the Private Fund regarding the investment strategy and risk, investment restrictions, investment structure and other aspects of the Adviser’s management of the Private Fund’s portfolio. Investments for each Private Fund are generally not tailored to the individualized needs of any particular investor in a Private Fund, though the Advisers may enter into side letter agreements with certain Private Fund investors that restrict certain types of investments for the entire Private Fund. The Advisers will

only enter into such side letter agreements when they believe doing so will not materially affect a Private Fund. Additional information about each Private Fund is contained in the relevant Private Fund documents, which will be available to current and eligible prospective investors only through the Advisers or another authorized party. Since the Advisers do not provide individualized advice to Private Fund investors (and an investment in a Private Fund does not, in and of itself, create an advisory relationship between the investor and the Advisers), investors must consider whether a particular Private Fund meets their investment objectives and risk tolerance prior to investing. CLOs Warwick CLO Management provides collateral management services to issuers of collateralized loan obligation securities and to special purpose vehicles entering into short-term and long-term warehouse, repurchase or other credit facilities to finance the accumulation and “ramp-up” of loans comprising all or a portion of the initial pool of collateral for any such issuer (each a “CLO” and, together with the Private Funds, the “Funds”). Such collateral management services are provided by Warwick CLO Management in accordance with the terms and conditions of the applicable collateral management agreement, indenture and other related documents of such CLO, the terms of such are generally established at the time of formation of the applicable CLO. The collateral obligations to be held by the CLOs are comprised primarily of broadly syndicated, senior secured, below-investment grade leveraged loans made primarily to U.S. and European corporate borrowers, in each case, to the extent permitted under the eligibility criteria set forth in the applicable CLO transaction documents. At inception of each CLO, specific asset criteria (e.g., credit quality, diversification) are generally established, sometimes in consultation with prospective CLO investors. Shared Services With respect to certain Funds, Warwick US makes some of its personnel available to Warwick CLO Management pursuant to a staff and services agreement between Warwick US and Warwick CLO Management (the “Staff and Services Agreement”) in which Warwick US provides shared employees to Warwick CLO Management to assist with, among other things, sourcing assets and making recommendations regarding assets to be acquired and sold by Warwick CLO Management in its capacity as portfolio manager for certain Private Funds and in its capacity as collateral manager for the CLOs. Under the terms of the Staff and Services Agreement, Warwick US also provides to Warwick CLO Management certain administrative services, infrastructure and shared office space. Warwick US delegates certain back- and middle-office functions (including legal, compliance and execution) and other services to its affiliates and may, in the future, delegate such functions and services to third parties. This arrangement is also disclosed in Item 10 Other Financial Industry Activities and Affiliations. Leverage Funds can use leverage, directly or indirectly. Use of leverage will increase the volatility of Funds’ investments. Accounts In the future, the Advisers may provide investment management and advisory services to separately managed accounts structured in various entity types and forms, including, but not limited to, trusts, partnerships, or limited liability companies (the “Accounts” and, collectively with the Funds, “Clients”). General The Advisers do not provide financial planning or similar services and do not participate in wrap programs. ASSETS UNDER MANAGEMENT As of December 31, 2023, the Advisers actively managed $432,492,339 in regulatory assets on a discretionary basis. The Advisers do not manage assets on a non-discretionary basis.