Overview
FirmOverview
Sovereign’sCapitalisanassetmanagementfirmoriginallyfoundedin2012.Sovereign’sCapitalis
headquarteredinAtlanta,Georgia.TheprincipalowneroftheFirmisSovereign’sCapitalHoldings,
LLCwhichisownedbyMMSCMAM,LLC,LukasRoush,HenryKaestner,andJohnColeman.MMSCM
AM,LLCisownedbyCaseyCrawford.
Sovereign’sCapitalOfferings
Sovereign’s Capital provides discretionary portfolio management services to private pooled
investment vehicles (the “Private Investment Funds”), Separately Managed Account Client (“SMA
Clients”), and an Exchange-traded Fund (“ETF), collectively (“Client(s)”) in accordance with the
investment guidelines set forth in each Private Investment Fund’s governing documents, Client
Agreement,andtheETF’sprospectusandstatementofadditionalinformation(“SAI”).Sovereign’s
CapitalisresponsiblefortheinvestmentdecisionsandperformanceofthePrivateInvestmentFunds,
SMAClientaccountsandETF.
Separately Managed Accounts are fully discretionary and managed in accordance with the
InvestmentGuidelinesprovidedintheClientAgreement.Sovereign’sCapitalwilltailoritsadvicefor
SMAClients.However,theFirmdoesnottailoritsinvestmentadvicetotheneedsofinvestorsinthe
PrivateInvestmentFundsorETF.
Additionally,
investors in the Private Investment Funds are required to meet certain suitability
requirements, such as being an “Accredited Investor,” a “Qualified Client” and/or a “Qualified
Purchaser”asdefinedunderfederallaws.InvestorsinterestedinaPrivateInvestmentFundshould
refertothePrivateInvestmentFund’sgoverningdocumentsforimportantinformationregardingthe
Private Investment Fund’s investment objectives, risks, fees, and additional disclosures for a
completeunderstandingofthetermsandconditionsforinvestingintherelevantPrivateInvestment
Fund.
Wrap-FeePrograms
Sovereign’sCapitaldoesnotparticipateinanywrapfeeprograms.
AssetsUnderManagement
As of December 31, 2023, Sovereign’s Capital had $867,191,714 of regulatory assets under
management.Allassetsaremanagedonadiscretionarybasis.