9AT: SOVEREIGN'S CAPITAL MANAGEMENT, LLC

other names

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	01/05/2026
ADV Location	ATLANTA, GA, United States
Adviser Type - Large advisory firm
Number of Employees	35
of those in investment advisory functions	26 -7%
Registration	SEC, Approved, 07/29/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/30/2022
Former registrations	SOVEREIGN'S CAPITAL MANAGEMENT, LLC

AUM^*	1,053,789,074 22%
of that, discretionary	1,053,789,074 22%
Private Fund GAV^*	1,583,178,000 64%
Avg Account Size	37,635,324 8%
SMA’s	No
Private Funds	39 9
Contact Info	404 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$66,229,000
Fund TypePrivate Equity Fund	Count17	GAV$932,079,000
Fund TypeReal Estate Fund	Count4	GAV$62,285,000
Fund TypeVenture Capital Fund	Count9	GAV$143,716,000
Fund TypeOther Private Fund	Count7	GAV$378,869,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAPRICORN INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund3.3b	Other Fund513.6m	Total Private Fund GAV10.3b	AUM12.5b	#Funds31
Adviser MULTICOIN CAPITAL MANAGEMENT, LLC	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund987.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund22.9m	Other Fund-	Total Private Fund GAV2.7b	AUM2.7b	#Funds18
Adviser BROOKLINE INVESTMENTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund70.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund214.2m	Other Fund63.1m	Total Private Fund GAV561.9m	AUM402.6m	#Funds7
Adviser FRANKLIN PARK	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.6b	Other Fund-	Total Private Fund GAV8.2b	AUM10.2b	#Funds56
Adviser FRAZIER LIFE SCIENCES MANAGEMENT, LP	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund879.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.2b	Other Fund-	Total Private Fund GAV6.8b	AUM4.3b	#Funds12
Adviser GENERATION PARTNERS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund64.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund259.0m	Other Fund-	Total Private Fund GAV582.6m	AUM323.6m	#Funds6
Adviser CROSSTIMBERS CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund538.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund40.4m	Other Fund-	Total Private Fund GAV619.5m	AUM761.9m	#Funds23
Adviser QUIET CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund59.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.6b	Other Fund-	Total Private Fund GAV5.2b	AUM2.5b	#Funds93
Adviser SANDS CAPITAL ALTERNATIVES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund587.5m	Other Fund-	Total Private Fund GAV3.1b	AUM3.2b	#Funds47
Adviser PETERSON PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund381.0m	Other Fund-	Total Private Fund GAV2.8b	AUM2.9b	#Funds40

Brochure Summary

Overview

FirmOverview Sovereign’sCapitalisanassetmanagementfirmoriginallyfoundedin2012.Sovereign’sCapitalis headquarteredinAtlanta,Georgia.TheprincipalowneroftheFirmisSovereign’sCapitalHoldings, LLCwhichisownedbyMMSCMAM,LLC,LukasRoush,HenryKaestner,andJohnColeman.MMSCM AM,LLCisownedbyCaseyCrawford.
Sovereign’sCapitalOfferings Sovereign’s Capital provides discretionary portfolio management services to private pooled investment vehicles (the “Private Investment Funds”), Separately Managed Account Client (“SMA Clients”), and an Exchange-traded Fund (“ETF), collectively (“Client(s)”) in accordance with the investment guidelines set forth in each Private Investment Fund’s governing documents, Client Agreement,andtheETF’sprospectusandstatementofadditionalinformation(“SAI”).Sovereign’s CapitalisresponsiblefortheinvestmentdecisionsandperformanceofthePrivateInvestmentFunds, SMAClientaccountsandETF.
Separately Managed Accounts are fully discretionary and managed in accordance with the InvestmentGuidelinesprovidedintheClientAgreement.Sovereign’sCapitalwilltailoritsadvicefor SMAClients.However,theFirmdoesnottailoritsinvestmentadvicetotheneedsofinvestorsinthe PrivateInvestmentFundsorETF.
Additionally,

investors in the Private Investment Funds are required to meet certain suitability requirements, such as being an “Accredited Investor,” a “Qualified Client” and/or a “Qualified Purchaser”asdefinedunderfederallaws.InvestorsinterestedinaPrivateInvestmentFundshould refertothePrivateInvestmentFund’sgoverningdocumentsforimportantinformationregardingthe Private Investment Fund’s investment objectives, risks, fees, and additional disclosures for a completeunderstandingofthetermsandconditionsforinvestingintherelevantPrivateInvestment Fund.
Wrap-FeePrograms Sovereign’sCapitaldoesnotparticipateinanywrapfeeprograms.
AssetsUnderManagement As of December 31, 2023, Sovereign’s Capital had $867,191,714 of regulatory assets under management.Allassetsaremanagedonadiscretionarybasis.

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

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