9AT: PLEXUS CAPITAL

other names

PLEXUS CAPITAL
PLEXUS CAPITAL, LLC

Adviser Profile

As of Date	01/05/2026
ADV Location	RALEIGH, NC, United States
Adviser Type - Large advisory firm
Number of Employees	44 -2%
of those in investment advisory functions	30 7%
Registration	SEC, Approved, 08/03/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/30/2022
Former registrations	PLEXUS CAPITAL, LLC

AUM^*	1,731,002,300 2%
of that, discretionary	1,731,002,300 2%
Private Fund GAV^*	1,731,002,300
Avg Account Size	133,154,023 2%
SMA’s	No
Private Funds	20 7
Contact Info	919 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count19	GAV$1,731,002,300
Fund TypeOther Private Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM630.5m	#Funds8
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser LEVCO CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund585.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV585.0m	AUM585.0m	#Funds1
Adviser ACORN CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund252.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.6m	Total Private Fund GAV259.3m	AUM655.1m	#Funds5
Adviser WARANA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund449.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund196.3m	Total Private Fund GAV645.5m	AUM652.0m	#Funds30
Adviser ROG IX, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.0m	#Funds-
Adviser NAVIMED CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund918.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV918.8m	AUM918.8m	#Funds4
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.0b	#Funds16
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund664.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV664.6m	AUM664.6m	#Funds7
Adviser HAVENCREST CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund504.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV504.1m	AUM504.1m	#Funds3

Brochure Summary

Overview

Firm Overview Plexus Capital (“the Firm”) is an asset management firm providing services to private pooled investment vehicles (each a “Private Fund”) and small business investment companies (“SBICs”). Plexus Capital was originally founded in 2005. Plexus Capital is headquartered in Raleigh, NC. The principal owners of Plexus Capital are Michael Painter, Michael Becker, Robert Anders, Will Anders, Jay Jester, Alex Bean, Katie Walker, Cameron Coley, Barrett Biringer, Brad Pence, and Chris Antonello. Plexus Capital provides discretionary portfolio management services to private pooled investment vehicles (the “Private Fund(s)”) in accordance with the investment guidelines set forth in each Private Fund’s offering documents. Plexus Capital is responsible for the investment decisions and performance of the Private Funds. Plexus Capital does not tailor its investment advice to the needs of investors in the Private Funds. Plexus Capital’s investment advice is limited to investments in privately-held businesses that need capital for growth. Plexus also provides other services related to strategic planning, transition, and post-closing services to the private companies

in which the Private Funds invest. Such services include: the development and implementation of strategic plans, the preparation and negotiation of documentation with respect to working capital and post-closing adjustments, the development of management and financial reporting systems, and other similar and/or related projects. Investors are required to meet certain suitability requirements, such as being an “Accredited Investor,” a “Qualified Client” and/or a “Qualified Purchaser” as defined under federal laws. Investors interested in a Private Fund should refer to the offering documents for important information regarding the investment objectives, risks, fees and additional disclosures for a complete understanding of the terms and conditions for investing in the relevant Private Fund. SBICs that are managed by the Company are licensed and regulated by the Small Business Administration (SBA). Wrap-Fee Programs Plexus Capital does not participate in any wrap fee programs. Assets Under Management As of December 31, 2023, Plexus Capital had $1,692,644,750of regulatory assets under management. All assets are managed on a discretionary basis.

PLEXUS CAPITAL

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Brochure Summary

Overview