9AT: PLEXUS CAPITAL

other names

PLEXUS CAPITAL
PLEXUS CAPITAL, LLC

Adviser Profile

As of Date	03/28/2025
Adviser Type - Large advisory firm
Number of Employees	44 4.76%
of those in investment advisory functions	30 20.00%
Registration	SEC, Approved, 08/03/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/30/2022
Former registrations	PLEXUS CAPITAL, LLC

AUM^*	1,731,002,300 246.47%
of that, discretionary	1,731,002,300 246.47%
Private Fund GAV^*	1,731,002,300 2.27%
Avg Account Size	133,154,023 6.60%
SMA’s	No
Private Funds	20 16
Contact Info	919 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count19	GAV$1,731,002,300
Fund TypeOther Private Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BHMS INVESTMENTS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund942.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV942.8m	AUM942.8m	#Funds9
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser WARANA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund449.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund196.3m	Total Private Fund GAV645.5m	AUM652.0m	#Funds30
Adviser SUNTX CAPITAL MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund470.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV470.7m	AUM470.7m	#Funds3
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund664.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV664.6m	AUM664.6m	#Funds5
Adviser ACORN CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund252.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.6m	Total Private Fund GAV259.3m	AUM655.1m	#Funds5
Adviser ROG IX, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.0m	#Funds-
Adviser CRG FUND MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund400.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund164.0m	Total Private Fund GAV564.6m	AUM507.9m	#Funds7
Adviser HAVENCREST CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund504.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV504.1m	AUM504.1m	#Funds2
Adviser PEAKVIEW CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund476.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund66.0m	Total Private Fund GAV542.4m	AUM568.3m	#Funds11

Brochure Summary

Overview

Firm Overview Plexus Capital (“the Firm”) is an asset management firm providing services to private pooled investment vehicles (each a “Private Fund”) and small business investment companies (“SBICs”). Plexus Capital was originally founded in 2005. Plexus Capital is headquartered in Raleigh, NC. The principal owners of Plexus Capital are Michael Painter, Michael Becker, Robert Anders, Will Anders, Jay Jester, Alex Bean, Katie Walker, Cameron Coley, Barrett Biringer, Brad Pence, and Chris Antonello. Plexus Capital provides discretionary portfolio management services to private pooled investment vehicles (the “Private Fund(s)”) in accordance with the investment guidelines set forth in each Private Fund’s offering documents. Plexus Capital is responsible for the investment decisions and performance of the Private Funds. Plexus Capital does not tailor its investment advice to the needs of investors in the Private Funds. Plexus Capital’s investment advice is limited to investments in privately-held businesses that need capital for growth. Plexus also provides other services related to strategic planning, transition, and post-closing services to the private companies

in which the Private Funds invest. Such services include: the development and implementation of strategic plans, the preparation and negotiation of documentation with respect to working capital and post-closing adjustments, the development of management and financial reporting systems, and other similar and/or related projects. Investors are required to meet certain suitability requirements, such as being an “Accredited Investor,” a “Qualified Client” and/or a “Qualified Purchaser” as defined under federal laws. Investors interested in a Private Fund should refer to the offering documents for important information regarding the investment objectives, risks, fees and additional disclosures for a complete understanding of the terms and conditions for investing in the relevant Private Fund. SBICs that are managed by the Company are licensed and regulated by the Small Business Administration (SBA). Wrap-Fee Programs Plexus Capital does not participate in any wrap fee programs. Assets Under Management As of December 31, 2023, Plexus Capital had $1,692,644,750of regulatory assets under management. All assets are managed on a discretionary basis.

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PLEXUS CAPITAL

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