9AT: GUILD CAPITAL MANAGEMENT

other names

GUILD CAPITAL MANAGEMENT
GUILD CAPITAL
GUILD CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/28/2025
Adviser Type - Large advisory firm
Number of Employees	12 50%
of those in investment advisory functions	8 33%
Registration	SEC, Approved, 05/02/2022
Other registrations (1)	SEC, ERA - Withdrawn, 03/31/2022
Former registrations	GUILD CAPITAL MANAGEMENT LLC

AUM^*	417,515,374 22%
of that, discretionary	417,515,374 26%
Private Fund GAV^*	423,515,374 -7%
Avg Account Size	21,974,493 52%
SMA’s	No
Private Funds	32 9
Contact Info	310 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count19	GAV$417,515,374
Fund TypeOther Private Fund	Count13	GAV$6,000,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ACORN CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund239.2m	Other Fund-	Total Private Fund GAV478.4m	AUM239.2m	#Funds3
Adviser PALM DRIVE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund316.6m	Other Fund-	Total Private Fund GAV633.1m	AUM319.3m	#Funds23
Adviser LEWIS & CLARK PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund371.6m	Other Fund-	Total Private Fund GAV743.2m	AUM264.1m	#Funds9
Adviser BLOCKCHANGE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund900.7m	Other Fund-	Total Private Fund GAV1.8b	AUM880.7m	#Funds31
Adviser ESO MANAGEMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund463.0m	Other Fund-	Total Private Fund GAV926.0m	AUM390.6m	#Funds6
Adviser HLM MANAGEMENT CO., LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund455.4m	Other Fund-	Total Private Fund GAV910.9m	AUM455.4m	#Funds7
Adviser INTEGRA GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund15.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.6m	AUM562.6m	#Funds8
Adviser STELAC CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund693.1m	Other Fund-	Total Private Fund GAV1.4b	AUM680.0m	#Funds38
Adviser CMT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund422.2m	Other Fund-	Total Private Fund GAV844.4m	AUM491.4m	#Funds19
Adviser RIVERPARK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund305.0m	Other Fund-	Total Private Fund GAV610.0m	AUM315.0m	#Funds9

Brochure Summary

Overview

Guild is a Delaware limited liability company that commenced operations in 2019. Iain Martin Shovlin (the “Principal”), is the sole owner, managing partner and chairman of Guild. The investment activities of Guild are led by the Principal together with other investment professionals who assist in executing investment strategies on behalf of clients. Guild serves as the investment manager to private investment funds focused primarily on investing in early-stage venture capital, specifically in direct-to-consumer e-commerce in the United States and India, as well as e-commerce infrastructure in India. Guild provides discretionary investment management services to special purpose vehicles (each, an “SPV”) formed for the purpose of investing in a single portfolio company (each, a “Portfolio Company”). SPVs issue two classes of interests that are divided into multiple series (each, a “Series”), each Series corresponds to a particular investment in the Portfolio Company purchased with the proceeds from the SPV’s sale and issuance of such Series. Series may have different rights, priorities, and preferences from other Series. In support of the SPVs’ equity investments

and ancillary to Guild’s core equity strategies, from time to time, the SPVs offer convertible or non- convertible debt to the Portfolio Companies. Through a SPV’s investment, Guild generally seeks to actively partner with the Portfolio Company to assist in crafting growth strategies, architecting high-performance teams, creating distinctive brands, and embracing metric-driven management. Guild provides investment advisory services to each SPV pursuant to such SPV’s separate operating agreement and in accordance with disclosure provided to investors (the “Governing Documents”). Each SPV is created for the sole purpose of investing in a specific Portfolio Company; thus, the SPVs and their investors are not permitted to impose restrictions on investing in certain securities or types of securities. Please refer to “Item 8: Methods of Analysis, Investment Strategies and Risk of Loss” for a more detailed description of Guild’s investment strategies. As of the close of business on December 31, 2023, Guild advised approximately $332,266,489 in regulatory assets under management on a discretionary basis. Guild does not currently manage any assets on a nondiscretionary basis.

GUILD CAPITAL MANAGEMENT

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