9AT: ESO MANAGEMENT SERVICES LLC

other names

ESO MANAGEMENT SERVICES LLC

Adviser Profile

As of Date	03/05/2025
ADV Location	SAN MATEO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	17
of those in investment advisory functions	5 -71%
Registration	SEC, Approved, 10/05/2017
Other registrations (2)	SEC, ERA - Withdrawn, 09/07/2017 California, ERA - Withdrawn, 09/07/2017

AUM^*	390,573,580 -5%
of that, discretionary	390,573,580 -19%
Private Fund GAV^*	463,017,357 19%
Avg Account Size	78,114,716 -19%
SMA’s	No
Private Funds	6 1
Contact Info	650 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count6	GAV$463,017,357

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GOEHRING & ROZENCWAJG ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund884.0k	Other Fund9.5m	Total Private Fund GAV11.3m	AUM726.2m	#Funds4
Adviser INTEGRA GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund15.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.6m	AUM562.6m	#Funds8
Adviser CMT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund422.2m	Other Fund-	Total Private Fund GAV844.4m	AUM491.4m	#Funds19
Adviser AWM CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.5m	Securitized Asset Fund-	Venture Capital Fund107.3m	Other Fund256.3k	Total Private Fund GAV216.4m	AUM1.5b	#Funds12
Adviser ARTIST CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund390.6m	Other Fund-	Total Private Fund GAV781.2m	AUM195.1m	#Funds17
Adviser LEWIS & CLARK PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund371.6m	Other Fund-	Total Private Fund GAV743.2m	AUM264.1m	#Funds9
Adviser PALM DRIVE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund376.4m	Other Fund-	Total Private Fund GAV752.8m	AUM376.4m	#Funds32
Adviser ACORN CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund239.2m	Other Fund-	Total Private Fund GAV478.4m	AUM239.2m	#Funds3
Adviser BLOCKCHANGE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund900.7m	Other Fund-	Total Private Fund GAV1.8b	AUM880.7m	#Funds31
Adviser TACORA CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund960.1m	Other Fund-	Total Private Fund GAV1.9b	AUM960.1m	#Funds6

Brochure Summary

Overview

A. Description of the Advisory Firm ESO Management Services LLC is a Delaware Limited Liability Company formed in October 2011. Its principal owners are Scott S. Chou, James D. Lackie, and Stephen M. Roberts. B. Types of Advisory Services ESO Management Services LLC serves as investment adviser to the series of ESO venture capital funds, which are organized as Delaware limited partnerships each a “Fund” and collectively referred to throughout this brochure as the “Funds”). Affiliated entities of ESO Management Services LLC serve as the General Partners of the Funds. ESO Management Services LLC is a venture capital and private equity firm. The Funds it manages invest directly and indirectly in private technology related companies (see Item 8B below) primarily in the United States, in accordance with the strategy described in each Funds’ offering memorandum, limited partnership agreement, and subscription documents (“Constituent Documents”). The Funds offer limited partnership interests (“Interests”) to certain qualified investors as described in response to Item 7, below (such

investors are referred to herein as “Investors”). C. Client Tailored Services and Client Imposed Restrictions ESO Management Services LLC does not currently have individual, natural-person clients. The Firm serves as the Investment Manager to the Funds and it has no other clients. All management and investment decisions regarding the Funds are based on each Fund’s objectives, strategies and policies. As Investment Manager of the Funds along with our affiliated entities serving as General Partners, we are responsible for all major investment decisions of the Funds, including, without limitation, amending or changing each Fund’s investment objectives, investment strategies and investment policies or limitations. D. Wrap Fee Programs ESO Management Services LLC does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023 ESO Management Services LLC has approximately $412 million of regulatory assets under management on a discretionary basis. It does not manage assets on a non- discretionary basis.

ESO MANAGEMENT SERVICES LLC

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview