9AT: RC CAPITAL

other names

RC CAPITAL
MAYFIELD & ROBINSON, INC.
RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.)
RIVER CITIES MANAGEMENT, INC.

Adviser Profile

As of Date	03/24/2026
ADV Location	CINCINNATI, OH, United States
Adviser Type - Large advisory firm
Number of Employees	18 -5%
of those in investment advisory functions	15 -6%
Registration	SEC, Approved, 11/08/2021
Other registrations (2)	SEC, ERA - Withdrawn, 10/06/2021 Ohio, ERA - Withdrawn, 10/06/2021
Former registrations	RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.)

AUM^*	682,102,163 -13%
of that, discretionary	682,102,163 -13%
Private Fund GAV^*	1,087,599,900 98%
Avg Account Size	62,009,288 -13%
SMA’s	No
Private Funds	13 2
Contact Info	513 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count13	GAV$1,087,599,900

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MONOGRAM CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.8b	#Funds39
Adviser FIVE ARROWS MANAGERS (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund311.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV311.9m	AUM993.7m	#Funds4
Adviser ELLSWORTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund30.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV30.6m	AUM1.4b	#Funds9
Adviser HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.0b	AUM2.2b	#Funds12
Adviser GODWIN CAPITAL GROUP, LLC	Hedge Fund50.5m	Liquidity Fund-	Private Equity Fund94.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund40.2m	Total Private Fund GAV185.3m	AUM1.1b	#Funds18
Adviser IRONWOOD CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund903.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV903.0m	AUM903.0m	#Funds10
Adviser CREDIT SUISSE SECURITIES (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.3m	#Funds-
Adviser LEGACY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund902.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV902.7m	AUM777.9m	#Funds10
Adviser BAY HILLS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM873.7m	#Funds14
Adviser QUAD PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund510.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV510.2m	AUM732.2m	#Funds13

Brochure Summary

Overview

A. Description of the Advisory Firm River Cities Management, Inc. (“RC Capital” or the “Firm”), an Ohio corporation, is an investment adviser located in Cincinnati, Ohio and Raleigh, North Carolina. RC Capital was formed in 1994. The principal owners of RC Capital include Dan Fleming, Carter McNabb, Rob Heimann and Rik Vandevenne. B. Types of Advisory Services RC Capital serves as investment adviser to certain private investment funds, which are organized as Delaware limited partnerships (each a “Fund” and collectively the “Funds”) that invest in multiple portfolio companies and special purpose vehicles (“SPVs” and together with the Funds, the “Clients”) for single investments. RC Capital is a private equity firm. It invests directly in healthcare and information technology companies, primarily in the United States, pursuant to

each Fund’s offering memorandum, limited partnership agreement and subscription documents (“Constituent Documents”). The Funds are offering limited partnership interests (“Interests”) to certain qualified investors as described in response to Item 7, below (such investors are referred to herein as “Investors”). C. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to achieve the Clients’ investment objectives. With respect to the Funds, RC Capital has the authority to select which and how many securities and other instruments to buy or sell without consultation with the Fund or its Investors. D. Wrap Fee Programs RC Capital does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023, RC Capital has approximately $784,626,818 of assets under management on a discretionary basis.

RC CAPITAL

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