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Adviser Profile

As of Date 04/29/2025
Adviser Type - Large advisory firm
Number of Employees 8 -11.11%
of those in investment advisory functions 8 -11.11%
Registration California, Terminated, 07/12/2017
Other registrations (5)
AUM* 521,757,846 24.54%
of that, discretionary 521,757,846 24.54%
Private Fund GAV* 0
Avg Account Size 274,032 11.72%
% High Net Worth 5.47% -48.50%
SMA’s Yes
Private Funds 0
Contact Info 925 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

419M 359M 299M 239M 180M 120M 60M
2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker191216100 Stock NameCOCA COLA CO $ Position$17,405,513 % Position5.00% $ Change3.00% # Change-1.00%
Stck Ticker166764100 Stock NameCHEVRON CORP NEW $ Position$14,502,945 % Position4.00% $ Change7.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,067,900 % Position3.00% $ Change-22.00% # Change-14.00%
Stck Ticker381430529 Stock NameGOLDMAN SACHS ETF TR $ Position$10,554,895 % Position3.00% $ Change27.00% # Change27.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$11,109,580 % Position3.00% $ Change-17.00% # Change-11.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$11,878,378 % Position3.00% $ Change-29.00% # Change-10.00%
Stck Ticker46434V860 Stock NameISHARES TR $ Position$11,744,486 % Position3.00% $ Change-1.00% # Change-1.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$9,730,390 % Position3.00% $ Change51.00% # Change51.00%
Stck Ticker46429B655 Stock NameISHARES TR $ Position$8,703,565 % Position2.00% $ Change-5.00% # Change-4.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$5,666,233 % Position2.00% $ Change-36.00% # Change-20.00%

Brochure Summary