SAGEGUARD FINANCIAL GROUP, LLC
  • SAGEGUARD FINANCIAL GROUP, LLC
  • ASPEN WEALTH MANAGEMENT
  • WIN FINANCIAL STRATEGIES
  • VANCE FINANCIAL
  • THE OFFICES OF PATRICK J. WEHRLY
  • SAGEGUARD INVESTMENT ADVISORY SERVICES, LLC
  • SAGEGUARD INVESTMENT ADVISORY SERVICES
  • PINEYWOODS FINANCIAL
  • HERITAGE FINANCIAL PLANNING, LLC
  • GOLDEN RULE WEALTH PRESERVATION
  • DOBBINS WEALTH MANAGEMENT
  • CHESAPEAKE FINANCIAL SOLUTIONS INC.
  • BIG COUNTRY FINANCIAL
  • EVANS ADVISORY SERVICES
  • UNION FINANCIAL SERVICES
  • CONFIDENTLY RETIRED

Adviser Profile

As of Date 05/10/2021
Registration status Registration Changed to SAGEGUARD FINANCIAL GROUP, LLC
ADV Location GOODLETTSVILLE, TN, United States
Contact Info (61 xxxxxxx
AUM* 365,000,000
of that, discretionary 335,000,000 12%
Number of Employees 10 -9%
of those in investment advisory functions 10 -9%
Private Fund GAV* 0
Avg Account Size 138,520 -26%
% High Net Worth 7.45%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

335M 287M 239M 191M 144M 96M 48M
2016 2017 2018 2019 2020 2021
Discretionary
Non-discretionary

Private Funds

No private funds

Employees