| AUM* | 53,672,609,728 23% |
| of that, discretionary | 53,672,609,728 23% |
| Number of Employees | 677 9% |
| of those in investment advisory functions | 229 17% |
| Private Fund GAV* | 50,948,461,307 18% |
| Avg Account Size | 531,411,978 21% |
| SMA’s | No |
| Private Funds | 99 6 |
- Pooled investment vehicles
- Insurance companies
- Portfolio management for pooled investment vehicles
- A percentage of assets under your management
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| Count | GAV | |
|---|---|---|
| {{ TypeColumnLabel }} {{ item.FundType }} | Count{{ formatCount(item.FundsCount) }} | GAV{{ formatGAV(item.AUM) }} |