BLACKROCK FINANCIAL MANAGEMENT, INC
Company Profile
| As of Date | 04/30/2026 |
| ADV Location | China / Singapore / Switzerland / United Kingdom / United States, CA / United States, DE / United States, NJ / United States, NY |
| Websites |
| AUM* | 8,152,598,875,248 35% |
| of that, discretionary | 7,970,249,301,850 34% |
| Private Fund GAV* | 631,684,106,539 37% |
| Avg Account Size | 139,817,162 18% |
| High Net Worth | 32.63% 18% |
| SMA’s | Yes |
| Private Funds | 839 197 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- Pension consultant
Number of Employees 10,975 11%
of those in investment advisory functions 2,031 -19%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Disclosure Reporting
| 11.C(1) | SEC/CFTC found false statement |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(1) | Other regulator found dishonest/unethical |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.E(2) | SRO found rule violation |
| 11.G | Currently subject to regulatory proceeding |
| 11.H(1)(c) | Court dismissed pursuant to settlement |
| 11.H(2) | Currently subject to civil proceeding |
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name DELOITTE | Filing Date10/28/2025 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE | Filing Date10/24/2024 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE | Filing Date01/26/2024 | Form ADV-E View Report |
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count300 | GAV$248,324,545,880 |
| SEC Fund TypeLiquidity Fund | Count11 | GAV$256,802,230,230 |
| SEC Fund TypePrivate Equity Fund | Count342 | GAV$67,381,910,394 |
| SEC Fund TypeReal Estate Fund | Count18 | GAV$6,813,485,636 |
| SEC Fund TypeSecuritized Asset Fund | Count71 | GAV$27,745,974,819 |
| SEC Fund TypeOther Private Fund | Count97 | GAV$24,615,959,580 |