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Adviser Profile

AUM* 1,054,041,925 15%
of that, discretionary 1,054,041,925 24%
Number of Employees 43 231%
of those in investment advisory functions 13
Private Fund GAV* 0
Avg Account Size 236,970 12%
% High Net Worth 12.42% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

1B 903M 753M 602M 452M 301M 151M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$158,063,641 % Position14.00% $ Change31.00% # Change14.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$49,815,829 % Position5.00% $ Change26.00% # Change-2.00%
Stck Ticker46641Q761 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$40,215,690 % Position4.00% $ Change13.00% # Change-4.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$39,242,437 % Position4.00% $ Change4.00% # Change-6.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$27,776,207 % Position3.00% $ Change-20.00% # Change-26.00%
Stck Ticker46641Q852 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$27,383,758 % Position3.00% $ Change6.00% # Change5.00%
Stck Ticker464287671 Stock NameISHARES TR $ Position$27,824,370 % Position3.00% $ Change32.00% # Change9.00%
Stck Ticker092528504 Stock NameBLACKROCK ETF TRUST II $ Position$19,015,251 % Position2.00% $ Change21.00% # Change21.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$20,397,420 % Position2.00% $ Change147.00% # Change118.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$18,822,331 % Position2.00% $ Change1.00% # Change-13.00%

Brochure Summary