RUBICON TECHNOLOGY MANAGEMENT L.L.C. other names

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Adviser Profile

As of Date:

03/19/2024

Adviser Type:

- Large advisory firm

Number of Employees:

32 33.33%

of those in investment advisory functions:

27 28.57%

Registration:

SEC, Approved, 6/3/2015

Other registrations (1)
AUM:

3,978,022,464 4.57%

of that, discretionary:

3,978,022,464 4.57%

Private Fund GAV:

4,010,204,354 4.04%

Avg Account Size:

361,638,406 -14.44%

SMA’s:

NO

Private Funds:

11 2

Contact Info

(30 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
4B 3B 3B 2B 2B 1B 543M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Should You Hold Rubicon Technology (RBCN)?
10/24/2022

Investment management company Cedar Creek Partners recently released its third-quarter 2022 investor letter. A copy of the same can be downloaded here. In the third quarter, the fund increased by 13.4% net of fees and expenses. In the nine months ended 30th September 2022, the fund was up 2.4% net of fees and expenses. You can […]

Insider Monkey

Insider Alert: An Insider Just Sold Rubicon Technology Inc Shares
08/22/2022

Related Stocks: RBCN,

gurufocus.com

Rubicon Technology tops tech gainers; Himax Technologies and Silicon Laboratories among losers
07/05/2022

Seeking Alpha

Janel too launch a cash tender offer to acquire a 45% stake for $20 per share in Rubicon Technology
07/05/2022

Seeking Alpha

Rubicon Technology Stock Gives Every Indication Of Being Fairly Valued
04/25/2021

Related Stocks: RBCN,

gurufocus.com

Rubicon Technology Inc RBCN
03/30/2021

There is no one analyst in which a Quantitative Star Rating and Fair Value Estimate is attributed to; however, Mr. Lee Davidson, Head of Quantitative Research for Morningstar, Inc., is responsible ...

Morningstar


Private Funds Structure

Fund Type Count GAV
Private Equity Fund 11 $4,010,204,354

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Private Funds



Employees




Brochure Summary

Overview

A. RUBICON is a private investment firm that focuses primarily on investing in mature lower mid- market technology companies. The Firm was established in 2012 with its principal office in Boulder, Colorado and other offices in Palo Alto, California, and New Haven, Connecticut. RUBICON serves as an investment adviser to pooled investment vehicles (the “Funds” or “Clients,” and each a “Fund” or “Client”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Firm’s principal owners are John Hodge, Jason Winsten, and Steve Carpenter who are managing members. Andrew Gesell is an additional non-owner managing member. B. RUBICON provides investment advisory services solely to the Funds with respect to the identification, acquisition, management and disposition of, primarily, mature lower mid- market enterprise software companies pursuant to management agreements between RUBICON, the Funds and the general partner entities of each Fund (the “GP Entity” or “GP Entities”). From time to time
the Firm forms and manages, on a transaction-by-transaction basis, special purpose vehicles to participate in investment opportunities, often alongside the Funds. All of the vehicles described in this paragraph are referred to herein as “SPVs.” Unlike the Funds which do not limit the Firm’s investment discretion, RUBICON is often limited to investing only in the securities relating to the particular transaction for which the SPV was organized. C. Each Fund and SPV has a specific investment focus. The offering materials and governing documents of each Fund and SPV set forth these specific guidelines and restrictions, which include, among other things, limits on the size, concentration, geography and type of security of the Fund’s underlying portfolio investments. Investors in such Fund (the “Investors”) do not have the ability to impose specific investment objectives or restrictions on such Fund. D. The Firm does not participate in wrap fee programs. E. As of December 31, 2023, RUBICON managed $3,978,022,464 in Clients’ assets on a discretionary basis and $0 on a non-discretionary basis.