WARWICK INVESTMENT GROUP, LLC other names

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Adviser Profile

As of Date:

03/28/2024

Adviser Type:

- Large advisory firm


Number of Employees:

76 8.57%

of those in investment advisory functions:

19 46.15%


Registration:

SEC, Approved, 5/15/2015

AUM:

1,645,926,208 10.74%

of that, discretionary:

1,645,926,208 10.74%

Private Fund GAV:

1,645,926,208 0.89%

Avg Account Size:

411,481,552 10.74%


SMA’s:

NO

Private Funds:

4

Contact Info

405 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
1B 1B 1B 849M 637M 425M 212M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News



Private Funds Structure

Fund Type Count GAV
Private Equity Fund 4 $1,645,926,208

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Private Funds



Employees




Brochure Summary

Overview

Founded in 2014, Warwick Investment Group, LLC (“Warwick”, “Firm”, “Sponsor”, “our”, “us” or “we”), a Delaware limited liability company, is an investment advisory services firm specializing in investment management for private investments in the energy and real assets sector. The sole owner of the Firm is Katherine T. Richard. Warwick provides advisory services as a private equity investment adviser to discretionary pooled private equity funds, Warwick Partners III, L.P., Warwick Partners IV, L.P and Warwick Partners V, LP. (together with any parallel investment vehicles, each an “Energy Fund” and together, the “Energy Funds”) and Warwick UK Real Estate Fund I (together with any parallel investment vehicles, the “RE Fund” and together with the Energy Funds, the “Funds”). ENERGY FUNDS The Energy Funds invest in oil and gas assets (excluding fee mineral rights), as well as in equity and equity-related securities of companies that own or operate oil and gas assets. The Energy Funds have the ability to acquire working interests and oil and natural gas leases both through direct asset acquisitions and through corporate transactions acquiring entities that own these assets. Interests in the Energy Funds are privately offered only to qualified investors (institutional investors and high net worth individuals) pursuant to exemptions available under the Securities Act of 1933, as amended (the “Securities Act”), and the regulations promulgated thereunder. Investors participate in each Energy Funds’ investments on the terms and conditions set forth in the respective Energy Funds’ governing documents. The Sponsor and its management team have significant expertise in the energy sector as well as an integrated financial and technical team, existing acreage footprint, digitized intra- departmentally integrated data, extensive network of industry and operator relationships, proprietary investment underwriting and asset management processes. The investment management services that we provide to the Energy Funds consist primarily of investigating, structuring and negotiating investments and dispositions, monitoring the performance of the assets and performing certain administrative services. These services are provided pursuant to an investment management agreement with the Energy Funds and as a result of a delegation of authority approved by the respective general partners of the Energy Funds. We will manage the Energy Funds in accordance with its investment strategy as disclosed in the Energy Funds’ confidential private placement memorandum and the private placement
memorandum supplement (the “Energy Offering Documents”). RE FUND The RE Fund invests in residential real estate located in the London metropolitan area of the U.K. (including, without limitation, residential real estate properties with ancillary retail and/or commercial space). The RE Fund may invest, directly or indirectly, in any (x) individual real estate assets and/or real estate portfolios, (y) mortgages or other real estate related loans or extensions of credit or (z) equity, debt or other interests (or options related thereto) in companies or other entities that hold, are secured by or are related to real estate, including interests in operating or service companies, or similar assets or interests. The shares offered in the RE Fund have not been, and will not be, registered under the Securities Act, the securities laws of any US, state or the securities laws of any other jurisdiction, nor is such registration contemplated. The shares are being offered and sold in reliance on exemptions from the registration requirements of the Securities Act and such laws. The RE Fund has not been, and will not be, registered under the U.S. Investment Company Act of 1940, as amended, and the rules and regulations promulgated thereunder (the “Investment Company Act”). The RE Fund shares are being offered and sold only to “accredited investors” in private transactions exempt from the registration requirements of the Securities Act. Each person investing in shares must be an accredited investor for purposes of the Securities Act and, in most cases, a “qualified purchaser” for the purposes of the Investment Company Act. The Sponsor and its team intend to invest in residential real estate opportunities across the London metropolitan area of the U.K. that provide both income and the opportunity for capital appreciation. The investment management services that we provide to the RE Fund consist primarily of investigating, structuring and negotiating investments and dispositions, monitoring the performance of the assets and performing certain administrative services. These services are provided pursuant to a management agreement with the RE Fund and as a result of a delegation of authority approved by the Directors of the RE Fund. We will manage the RE Fund in accordance with its investment strategy as disclosed in the RE Fund’s Offering Memorandum, Articles of Association and each investor’s subscription agreement (the “RE Offering Documents”). Assets Under Management As of December 31, 2023, the value of the assets under management were $1,645,926,208 for the Funds.