Adviser Profile

As of Date 01/02/2026
Registration status Terminated
ADV Location ANCHORAGE, AK, United States
Contact Info 907 xxxxxxx
Websites
AUM* 420,288,104 9%
of that, discretionary 391,829,714 15%
Number of Employees 16
of those in investment advisory functions 6 -14%
Private Fund GAV* 0
Avg Account Size 207,038 24%
% High Net Worth 27.10% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

392M 336M 280M 224M 168M 112M 56M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$45,169,088 % Position12.00% $ Change11.00% # Change3.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$31,616,717 % Position8.00% $ Change11.00% # Change3.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$14,471,986 % Position4.00% $ Change9.00% # Change1.00%
Stck Ticker78468R622 Stock NameSPDR SERIES TRUST $ Position$10,476,760 % Position3.00% $ Change7.00% # Change6.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$10,397,971 % Position3.00% $ Change7.00% # Change6.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$11,633,810 % Position3.00% $ Change10.00% # Change1.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$10,240,422 % Position3.00% $ Change23.00% # Change29.00%
Stck Ticker46138E362 Stock NameINVESCO EXCH TRADED FD TR II $ Position$11,401,451 % Position3.00% $ Change7.00% # Change3.00%
Stck Ticker464287176 Stock NameISHARES TR $ Position$10,477,578 % Position3.00% $ Change7.00% # Change6.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$6,406,258 % Position2.00% $ Change0.00% # Change2.00%

Brochure Summary