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Adviser Profile

Registration status Terminated
As of Date 04/24/2024
Adviser Type - Large advisory firm
Number of Employees 44 76.00%
of those in investment advisory functions 13 30.00%
AUM* 454,972,819 27.78%
of that, discretionary 410,637,422 15.33%
Private Fund GAV* 0
Avg Account Size 2,433,010 -45.33%
% High Net Worth 21.39% 23.41%
SMA’s Yes
Private Funds 0 11
Contact Info 610 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

691M 592M 493M 395M 296M 197M 99M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary