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Adviser Profile

As of Date 03/19/2025
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 2
Registration SEC, Approved, 11/14/2014
AUM* 249,972,000 -4.63%
of that, discretionary 249,972,000 5.22%
Private Fund GAV* 0 -100.00%
Avg Account Size 83,324,000 90.74%
% High Net Worth 100.00% 50.00%
SMA’s Yes
Private Funds 0 2
Contact Info 203 xxxxxxx
Websites

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
309M 265M 221M 177M 132M 88M 44M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary