9AT: FOUNDERS CIRCLE CAPITAL, LLC

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 07/11/2014
Other registrations (2)	SEC, ERA - Withdrawn, 06/30/2014 California, ERA - Withdrawn, 06/30/2014
ADV Location	CAMPBELL, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	1,670,590,619 55%
of that, discretionary	1,670,590,619 55%
Number of Employees	15 -6%
of those in investment advisory functions	7 -13%
Private Fund GAV^*	1,691,067,321 55%
Avg Account Size	64,253,485 31%
SMA’s	No
Private Funds	28 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HOF CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.6b	Other Fund-	Total Private Fund GAV11.4b	AUM7.3b	#Funds108
Adviser IMPACT ENGINE	Hedge Fund-	Liquidity Fund-	Private Equity Fund120.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund33.2m	Other Fund-	Total Private Fund GAV186.8m	AUM246.8m	#Funds6
Adviser LBO FRANCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund544.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund682.6m	Other Fund-	Total Private Fund GAV1.9b	AUM-	#Funds53
Adviser HIVEMIND CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund376.1m	Other Fund-	Total Private Fund GAV752.2m	AUM468.2m	#Funds10
Adviser CARBON DIRECT CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund440.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund288.9m	Other Fund-	Total Private Fund GAV1.0b	AUM729.6m	#Funds9
Adviser MODI VENTURE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund32.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund121.0m	Other Fund-	Total Private Fund GAV274.8m	AUM-	#Funds12
Adviser PALISADES MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM166.3m	#Funds-
Adviser FTI CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM25.0m	#Funds-
Adviser OCEANIQ CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund40.5m	Other Fund-	Total Private Fund GAV81.0m	AUM334.2m	#Funds3
Adviser INNOVIUS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund112.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund237.2m	Other Fund-	Total Private Fund GAV586.9m	AUM366.1m	#Funds7

Brochure Summary

Overview

A. Describe your advisory firm, including how long you have been in business. Identify your principal owner(s). Founders Circle Capital, LLC ("FCC" or the "Firm") provides investment advice to private funds (collectively, "Clients" or "Funds"). The investors in such Clients are generally high net worth individuals and institutions. FCC has been in business since April 2012. The owners of the Firm are Michael Jung and Kenneth Loveless. B. Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you offer, and disclose that your advice is limited to those types of investments. FCC is a private investment management firm. The Firm's Clients invest in private companies in the technology sector by acquiring shares from selling shareholders, primarily founders and management, as well as earlier stage institutional investors in these companies. Occasionally, a Client may make investments directly in a private company. The Firm's Clients may also guarantee loans made to individuals who own stock in private companies that such Client would like to acquire. In exchange for such a guarantee,

the Client generally receives an option to acquire a portion of such individual's stock in the private company. C. Explain whether (and, if so, how) you tailor your advisory services to the individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. The Firm tailors its advisory services to the specific needs of a particular Client consistent with the Client's governing documents. The Clients' governing documents typically include negotiated restrictions on investments, and may also provide for an advisory board composed of certain of the investors that may waive investment restrictions on behalf of the Client. D. If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. Not Applicable. E. If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and the amount of client assets you manage on a non-discretionary basis. Disclose the date "as of" which you calculated the amounts. The amount of regulatory assets under management is $1,034,210,069 as of December 31, 2023. This amount is managed on a discretionary basis.

FOUNDERS CIRCLE CAPITAL, LLC

FOUNDERS CIRCLE CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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FOUNDERS CIRCLE CAPITAL, LLC FOUNDERS CIRCLE CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

FOUNDERS CIRCLE CAPITAL, LLC

FOUNDERS CIRCLE CAPITAL, LLC