9AT: MONASHEE INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	02/27/2026
Registration	SEC, Approved, 06/20/2014
Other registrations (2)	SEC, ERA - Withdrawn, 06/11/2014 Massachusetts, ERA - Withdrawn, 06/11/2014
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	1,856,181,965 -3%
of that, discretionary	1,856,181,965 -3%
Number of Employees	13 -13%
of those in investment advisory functions	8 -11%
Private Fund GAV^*	139,181,421 685%
Avg Account Size	154,681,830 37%
SMA’s	Yes
Private Funds	3 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GAM SYSTEMATIC LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser PRANA CAPITAL MANAGEMENT LP	Hedge Fund3.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3b	AUM4.3b	#Funds2
Adviser TOMS CAPITAL INVESTMENT MANAGEMENT LP	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM2.8b	#Funds7
Adviser GAOTENG GLOBAL ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM13.4b	#Funds-
Adviser SURGOCAP PARTNERS LP	Hedge Fund7.3b	Liquidity Fund-	Private Equity Fund22.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.4b	AUM7.4b	#Funds5
Adviser GHP INVESTMENT ADVISORS INC	Hedge Fund10.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.1m	AUM3.1b	#Funds1
Adviser OSBORNE PARTNERS	Hedge Fund4.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0m	AUM2.7b	#Funds1
Adviser CAMPBELL & COMPANY INVESTMENT ADVISER LLC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM4.3b	#Funds6
Adviser COHEN KLINGENSTEIN, LLC	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM3.4b	#Funds1
Adviser SKYBRIDGE CAPITAL II, LLC	Hedge Fund395.3m	Liquidity Fund-	Private Equity Fund100.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV495.6m	AUM1.9b	#Funds19

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker05464CAE1	Stock NameAXON ENTERPRISE INC	$ Position$4,943,550	% Position15.00%	$ Change	# Change
Stck Ticker45258H106	Stock NameIMMIX BIOPHARMA INC	$ Position$4,682,250	% Position14.00%	$ Change	# Change
Stck Ticker871829107	Stock NameSYSCO CORP	$ Position$4,287,800	% Position13.00%	$ Change	# Change
Stck Ticker83422E204	Stock NameSOLID BIOSCIENCES INC	$ Position$2,964,300	% Position9.00%	$ Change-41.00%	# Change-18.00%
Stck TickerG6448L103	Stock NameNEWCLEO PLC	$ Position$3,140,000	% Position9.00%	$ Change	# Change
Stck Ticker00090Q103	Stock NameADT INC DEL	$ Position$3,040,000	% Position9.00%	$ Change-22.00%	# Change-17.00%
Stck Ticker29250N105	Stock NameENBRIDGE INC	$ Position$2,324,500	% Position7.00%	$ Change	# Change
Stck Ticker92686JAA4	Stock NameVIKING THERAPEUTICS INC	$ Position$1,537,725	% Position5.00%	$ Change	# Change
Stck Ticker095130100	Stock NameBLOSSOMHILL THERAPEUTICS INC	$ Position$1,491,200	% Position4.00%	$ Change	# Change
Stck Ticker284825106	Stock NameELECTRA THERAPEUTICS INC	$ Position$1,125,000	% Position3.00%	$ Change	# Change

Brochure Summary

Overview

Monashee Investment Management, LLC (“Monashee” or the “Investment Manager”), was established in September 2011, and provides investment management services on a discretionary basis to certain privately offered investment vehicles and separately managed accounts. The principal owner is Monashee Holdings, LLC. which represents the interests of the managing principal, Thomas J. Wynn (the “Principal”) and Leucadia Asset Management Holdings LLC (“LAM Holdings”). Monashee Capital GP LLC and Monashee Capital GP II LLC, both Delaware limited liability companies, are the general partners (the “General Partners”) and are responsible for the overall management of the Firm’s fund-of-one vehicles. Monashee, a Delaware limited liability company, an affiliate of the General Partners, is the investment manager to the separately managed accounts and fund-of-one vehicles and is responsible for the management of the portfolios pursuant to the terms of an investment management agreement between each of the funds/accounts and the Investment

Manager. Monashee Holdings, LLC is the sole member of Monashee and the General Partners. The Principal controls 100% of the voting interests in the General Partners and the Investment Manager through ownership interests in Monashee Holdings, LLC, via Fiske Road Limited Partnership. Monashee also serves as a subadviser to an unaffiliated private fund. All funds/accounts managed by Monashee will generally be referred to as “Clients” throughout this brochure. Monashee has full discretionary authority with respect to the investment decisions for Clients, and its advice is made in accordance with the investment objectives and guidelines as set forth in each governing document and / or investment management agreement. Clients may impose restrictions on investing in certain securities or types of securities and these restrictions will be documented within the corresponding investment management agreement. As of December 31, 2022, Monashee’s discretionary regulatory assets under management were approximately $2,023,700,301.

MONASHEE INVESTMENT MANAGEMENT, LLC

MONASHEE INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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MONASHEE INVESTMENT MANAGEMENT, LLC MONASHEE INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

MONASHEE INVESTMENT MANAGEMENT, LLC

MONASHEE INVESTMENT MANAGEMENT, LLC