Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 04/17/2014
ADV Location LAKE FOREST, IL, United States
Contact Info 847 xxxxxxx
Websites
AUM* 5,504,086,413 10%
of that, discretionary 5,458,706,180 10%
Number of Employees 34
of those in investment advisory functions 14
Private Fund GAV* 0
Avg Account Size 14,408,603 10%
% High Net Worth 75.92% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 5B 4B 3B 2B 2B 780M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker98983L108 Stock NameZurn Elkay Water Solutions $ Position$118,723,418 % Position10.00% $ Change98.00% # Change76.00%
Stck Ticker464287200 Stock NameiShares S&P 500 ETF $ Position$74,183,206 % Position6.00% $ Change16.00% # Change1.00%
Stck Ticker922908363 Stock NameVanguard 500 Index Fund ETF $ Position$60,401,915 % Position5.00% $ Change21.00% # Change5.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF $ Position$35,952,641 % Position3.00% $ Change13.00% # Change-1.00%
Stck Ticker922908769 Stock NameVanguard Total Stock Market ETF $ Position$32,513,267 % Position3.00% $ Change16.00% # Change0.00%
Stck Ticker46434G103 Stock NameiShares Core MSCI Emerging Markets ETF $ Position$31,665,278 % Position3.00% $ Change24.00% # Change4.00%
Stck Ticker464287440 Stock NameiShares 7-10 Year Treasury ETF $ Position$18,035,539 % Position2.00% $ Change-26.00% # Change-25.00%
Stck Ticker46090E103 Stock NameInvesco Powershares QQQ ETF $ Position$26,743,716 % Position2.00% $ Change25.00% # Change-2.00%
Stck Ticker464287614 Stock NameiShares Russell 1000 Growth ETF $ Position$20,153,372 % Position2.00% $ Change15.00% # Change296.00%
Stck Ticker464287507 Stock NameiShares Core S&P Mid-Cap ETF $ Position$23,872,736 % Position2.00% $ Change16.00% # Change1.00%

Brochure Summary