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Adviser Profile

As of Date 03/06/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 7 -12.50%
of those in investment advisory functions 4
Registration Washington, Terminated, 04/18/2014
Other registrations (1)
AUM* 1,286,544,829 57.25%
of that, discretionary 1,286,544,829 57.25%
Private Fund GAV* 5,013,239 -8.33%
Avg Account Size 128,654,483 41.53%
SMA’s Yes
Private Funds 2
Contact Info 206 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 891M 743M 594M 446M 297M 149M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$1,617,251
Fund TypeOther Private Fund Count1 GAV$3,395,988

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker68376D104 Stock NameOPORTUN FINL CORP $ Position$4,462,792 % Position4.00% $ Change55.00% # Change12.00%
Stck Ticker83418M103 Stock NameSOLARIS ENERGY INFRAS INC $ Position$4,930,503 % Position4.00% $ Change1.00% # Change-55.00%
Stck TickerG6331P104 Stock NameALPHA & OMEGA SEMICONDUCTOR $ Position$4,291,777 % Position4.00% $ Change # Change
Stck Ticker63886Q109 Stock NameNATURAL GAS SVCS GROUP INC $ Position$5,365,360 % Position4.00% $ Change # Change
Stck Ticker404609109 Stock NameHACKETT GROUP INC $ Position$3,412,992 % Position3.00% $ Change # Change
Stck Ticker03475V101 Stock NameANGIODYNAMICS INC $ Position$3,694,045 % Position3.00% $ Change # Change
Stck Ticker10921T101 Stock NameBRIGHTCOVE INC $ Position$3,066,480 % Position3.00% $ Change # Change
Stck TickerG98338109 Stock NameYATRA ONLINE INC $ Position$3,048,372 % Position3.00% $ Change-26.00% # Change0.00%
Stck Ticker879080109 Stock NameTEJON RANCH CO $ Position$3,254,396 % Position3.00% $ Change-20.00% # Change-12.00%
Stck Ticker89785L107 Stock NameTRUECAR INC $ Position$3,728,762 % Position3.00% $ Change-5.00% # Change-12.00%

Brochure Summary