Elizabeth Park was founded in 2008. Elizabeth Park is an Ohio Limited Liability Company located in Pepper
Pike, Ohio. Its principal owner is Fred Cummings, Founder, President and Managing Member (referred to
herein as the “Managing Member”).
Elizabeth Park provides discretionary investment advisory services to its clients, which consist of pooled
investment vehicles and, from time-to-time, separately managed accounts (collectively, and any
additional investment vehicle or account that Elizabeth Park or its affiliates may manage in the future,
the “Clients”).
The Clients are managed in accordance with the investment objectives, strategies and guidelines and the
terms and conditions of the investment, set out in their respective private placement memoranda
(“PPM”), investment management agreements, organizational, or other governing documents
(collectively, the “Governing Documents”).
Elizabeth Park provides advice to the Clients
with respect to trading and investing, both long and short,
in a broad range of public and private equity and preferred securities with a focus on the financial services
industry. Services provided to the Clients by Elizabeth Park or its personnel or affiliates, may include, in
addition to advice regarding investments, executing and reconciling trades, preparing financial
statements, providing audit support, preparing tax-related schedules and documents and sales support
and investor relations services.
The Adviser does not tailor its advisory services to the individual needs of investors in the Clients
(“Investors”). Each Client may have investment restrictions on investing in certain securities or other
assets, to the extent that such securities are outside of the applicable Client’s existing investment
program.
As of December 31, 2023, Elizabeth Park had discretionary regulatory assets under management of
$341,321,695.